New York Attorneys JHA handles range the gamut of complex financial and commercial litigation and arbitration, including securities, RICO, corporate and contract disputes, credit default swaps, derivatives, and class, mass, and derivative actions. The firm also represents law firms in major disputes.

Commercial Litigation and Arbitration

New York Attorneys JHA handles range the gamut of complex financial and commercial litigation and arbitration, including securities, RICO, corporate and contract disputes, credit default swaps, derivatives, and class, mass, and derivative actions. The firm also represents law firms in major disputes.
Commercial Litigation and Arbitration

March 6, 2011

Whether Notes Are “Securities” within the 1934 Act — Limitations of the 9-Month Duration Requirement

From Simmons Inv., Inc. v. Conversational Computing Corp., 2011 U.S. Dist. LEXIS 15962 (D. Kan. Feb. 17, 2011): [T]he Court finds that Plaintiff has adequately alleged that the notes in question are securities. The Securities Exchange Act of 1934 define the term "security" to include "any note." [15 U.S.C. § 78c(a)(10)] However, in R ...
From Simmons Inv., Inc. v. Conversational Computing Corp., 2011 U.S. Dist. LEXIS 15962 (D. Kan. Feb. 17, 2011): [T]he Court finds that Plaintiff has adequately alleged that the notes in question are securities. The Securities Exchange Act of 1934 define…
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New York Attorneys JHA handles range the gamut of complex financial and commercial litigation and arbitration, including securities, RICO, corporate and contract disputes, credit default swaps, derivatives, and class, mass, and derivative actions. The firm also represents law firms in major disputes.
New York Attorneys JHA handles range the gamut of complex financial and commercial litigation and arbitration, including securities, RICO, corporate and contract disputes, credit default swaps, derivatives, and class, mass, and derivative actions. The firm also represents law firms in major disputes.

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