Commercial Litigation and Arbitration

Disqualification — Lawyer as Unsworn Witness, Overtly Relying on Firsthand Knowledge of Events at Trial, Is Subject to Disqualification

United States v. White, 545 Fed. App’x 69 (2d Cir. 2013):

Under certain circumstances, an attorney who has "first-hand knowledge of the events presented at trial" may impermissibly act as an unsworn witness. United States v. Locascio, 6 F.3d 924, 933 (2d Cir. 1993); see also Ciak v. United States, 59 F.3d 296, 304-05 (2d Cir. 1995) (holding that defense counsel acted as an unsworn witness when he sought to impeach a government witness regarding statements that the government witness had previously made to counsel), abrogated in part on  [*71]  other grounds as stated in Mickens v. Taylor, 535 U.S. 162, 172 n.3, 122 S. Ct. 1237, 152 L. Ed. 2d 291 (2002)An attorney who acts as an unsworn witness should be disqualified as counsel, in part to prevent the attorney from "subtly impart[ing] to the jury his first-hand knowledge of the events without having to swear an oath or be subject to cross examination." Locascio, 6 F.3d at 933. Without more, however, a prosecutor does not become an unsworn witness merely because he has first-hand knowledge of the events that culminated in a defendant's trial. See United States v. Regan, 103 F.3d 1072, 1083 (2d Cir. 1997)  ("Standing alone, the mere fact that a prosecutor took part in grand jury proceedings in which a defendant presented false testimony should not bar that prosecutor from participating in a subsequent trial for perjury."). A problem arises, we have suggested, where there is some "indication in the record that [the prosecutor] sought to use [his] first-hand knowledge of [the] case to influence the jury." Id.
 

Share this article:

Facebook
Twitter
LinkedIn
Email

Recent Posts

RICO and Injunctions: (1) State Court Actions Designed to Perpetuate and Monetize a RICO Violation Are Enjoinable under RICO, Even Though They Are Not Themselves Alleged to Be Predicate Acts [Note: Noerr Pennington Applies in RICO Actions] — (2) Although Civil RICO’s Text and Legislative History Fail to Reveal Any Intent to Override the Provisions of the Federal Arbitration Act, Arbitrations Are Enjoinable Under the “Effective Vindication” Doctrine Where They Operate As a Prospective Waiver of a Party’s Right to Pursue Statutory RICO Remedies — (3) Arbitration Findings May Be Given Collateral Estoppel Effect in a Civil RICO Action — (4) Injunction of Non-Corrupt State Court Litigations That Furthers a RICO Violation Are Enjoinable Under the Anti-Injunction Act’s “Expressly Authorized” Exception — (5) “The Irreparable Harm Requirement Is The Single Most Important Prerequisite For The Issuance Of A Preliminary Injunction” (Good Quote) — (6) When Injunction Is Based on “Serious Questions on the Merits” Rather Than “Likelihood of Success,” Court May Rely on Unverified Pleadings and Attached Exhibits to Assess the Merits, Unless the Opponent Has Raised Substantial Questions (Here, the Opponent Failed to Request an Evidentiary Hearing) — (7) Whether Amended Pleading Moots An Appeal Turns on Whether It Materially Changes the Substantive Basis for the Appeal — (8) Meaning of “In That” (“Used To Introduce A Statement That Explains Or Gives More Specific Information” About A Prior Statement)

Archives